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AVIATION AND DIPLOMACY
by Ruwantissa I.R. Abeyratne
Content Rationale
This book is written at a time when there is a demonstrable and compelling
need for diplomacy in aviation in order to bring about and sustain revival
in the aviation industry. In this context, it is noteworthy that diplomacy
and international relations in aviation has now turned full circle from
the inception of its regulation in 1944 when the Chicago Conference gave
rise to the Convention on International Civil Aviation. Now once again,
as in 1944, States have to review the way they see each other. Citizens
of the world will scrutinize both their governments and those of foreign
nations whose responsibility it is to ensure the continuity of the world
communications systems. The politician, diplomat and lawyer will increasingly
turn toward principles of international law to determine the best course
of action in crisis.
Current political and diplomatic problems mostly emerge as a result
of the inability of the world to veer from its self serving concentration
on individual perspectives to collective societal focus. This distorted
approach gives rise to undue emphasis being placed on rights rather than
duties; on short-term benefits rather than long-term progress and advantage
and on purely mercantile perspectives and values rather than higher human
values.
Air transport has been adversely affected by other factors as well,
such as the danger posed possible threat of transmission of communicable
disease through air navigation and the inadequacy in some parts of the
world of a safe and secure aviation industry. This brings to bear the relevance
of responsibility of States, where effective border control might well
be the preeminent factor in a State's armory. Although one way of reacting
to health issues and problems might be to crack down on illegal immigration,
such a method, although effective in the war against terrorism, may not
be expeditious in a public health context where a carrier of a virus may
not be aware that he is carrying the virus and may have acquired the disease
through contact and a chain of happenstance. A Counterintuitive approach
may well be the best way for a State to handle the problem where legal,
and therefore supervised immigration in which health screening is possible
and quarantine measures can be effectively applied should be the norm.
Such preventive measures call for tact, diplomacy and global understanding.
Along the lines of the above rationale, the book contains chapters onThe
Role of Civil Aviation in Ensuring World Peace - which examines
the overall and various specific contributions made by aviation towards
world peace: Critical Issues in Aviation ( including the
SARS Crisis) - which addresses and identifies current issues that call
for diplomatic intervention on the part of the International Civil Aviation
Organization (ICAO); ICAO and Diplomacy; which examines and
critically analyses in detail the role of ICAO particularly as the only
representative diplomatic body in the field of international civil aviation
capable of intervening in issues and exercising preventive diplomacy; Dispute
Settlement which lays down the dispute settlement powers of the
ICAO Council and analyses their effectiveness; and; Conclusion;
which ties in the elements addressed in the earlier chapters and examines
principles of State responsibility as an adjunct to successful diplomatic
practice in the field of international civil aviation.
Preface
From the inception of regulated civil aviation in 1944, diplomacy has been
inextricable from policy making and dispute settlement in affairs of aviation.
Varied and chronologically sequential instances where the International
Civil Aviation Organization was requested by its Contracting States to
address contentious issues relating to civil aviation are reflective of
the importance of political considerations that underlie such disputes.
Although political contentions may exist between States, which is a natural
corollary of Statecraft and international politics, it is not the purview
of an international organization to address political motivations of individual
States when considering issues referred to it or adjudicating disputes
between States. In this regard, the International Civil Aviation Organization
has tread a delicate line between diplomacy and objectivity.
Current perspectives in aviation and diplomacy took a dramatic turn
with the events of 11 September 2001, which defied modern economic and
management theory when addressed in aviation terms and brought to bear
the need for States to look at each other differently when addressing issues
of aviation. While economic theory would suggest that, once the impact
of such events will be felt no more, and economies are restored to their
status quo ante, a rise in the gross domestic product of States to earlier
levels would almost inevitably result in increased consumption and restoration
of the business, this did not happen naturally due to various intervening
factors. The natural assumption that the demand for air travel would rise
to earlier proportions and consumption in terms of air transport services
would be restored to normalcy was obviated by the very nature and effects
of the September attacks in the United States which introduced a unique
characteristic through the fear factor that directly impacts the future
development of air transport. There was also the 7 day notice given by
the insurance underwriters on 17 September 2001 that on 24 September, third
party war risk insurance coverage of airlines would be withdrawn which
called for collective indemnity action by the World community through nations
to insure their own airlines against the risk they were exposed to. As
a result of these unique features, the grim task of sustainability of air
transport, assurance of services and restoration of passenger confidence
stands in the way of economic revival of the air transport industry. These
three factors inevitably call for renewed efforts on the part of States
and the international community as a whole at diplomacy and international
relations.
It is incontrovertible that the most critical challenge facing international
civil aviation at the present time is to sustain the air transport industry
and assure its consumer of continuity of air transport services. The Air
Transport Association (ATA), in its 2002 State of the United States Airline
Industry Statement, has advised that, in the United States, the combined
impact of the 2001 economic downturn and the precipitous decline in air
travel following the 11 September 2001 attacks on the United States have
resulted in devastating losses for the airline industry which are likely
to exceed $7 billion and continue through 2002. Of course, the overall
picture, which portends a certain inevitable gloom for the air transport
industry, is not the exclusive legacy of United States' carriers. It applies
worldwide, as was seen in the abrupt downfall of air traffic globally during
2001. The retaliation by the world community against terrorism, which is
an ongoing feature in world affairs, has increased the airline passenger's
fear and reluctance to use air transport. In most instances in commercial
aircraft purchasing, air carriers have cancelled or postponed their new
aircraft requisition orders. Critical to aviation crisis management is
that restoration of confidence.
Confidence building in the global aviation system is within the purview
of both diplomacy and effective aviation management. In restoring confidence
in air transport services, diplomacy should focus not only on building
bridges in the air and settling aviation disputes but also on contributing
to the world peace process both regionally and globally through humanitarian
perspectives and peace initiatives. Aviation management, on the other hand,
should essentially target three disciplines: commercial, insurance and
security. Measures already taken for risk management by States, in offering
indemnities and guarantees toward third party war risk liability of their
air carriers, and initiating action on aviation security and insurance
worldwide have provided a basis for global comity and understanding and
assured the world community that collective political will through diplomacy
is the fundamental postulate in restoring uniformity in a divisive world.
Air transport has been adversely affected by other factors as well,
such as the danger posed possible threat of transmission of communicable
disease through air navigation and the inadequacy in some parts of the
world of a safe and secure aviation industry. This brings to bear the relevance
of responsibility of States, where effective border control might well
be the preeminent factor in a State's armory. Although one way of reacting
to health issues and problems might be to crack down on illegal immigration,
such a method, although effective in the war against terrorism, may not
be expeditious in a public health context where a carrier of a virus may
not be aware that he is carrying the virus and may have acquired the disease
through contact and a chain of happenstance. A Counterintuitive approach
may well be the best way for a State to handle the problem where legal,
and therefore supervised immigration in which health screening is possible
and quarantine measures can be effectively applied should be the norm.
Such preventive measures call for tact, diplomacy and global understanding.
This book is written at a time when there is a demonstrable and compelling
need for diplomacy in aviation in order to bring about and sustain revival
in the aviation industry. In this context, it is noteworthy that diplomacy
and international relations in aviation has now turned full circle from
the inception of its regulation in 1944 when the Chicago Conference gave
rise to the Convention on International Civil Aviation. Now once again,
as in 1944, States have risen from a disaster, this time concerning aviation,
and are required to review the way they see each other. Citizens of the
world will scrutinize both their governments and those of foreign nations
whose responsibility it is to ensure good governance and the continuity
of the world communications systems. The politician, diplomat and lawyer
will increasingly turn toward principles of international law to determine
the best course of action in crisis.
Current political and diplomatic problems mostly emerge as a result
of the inability of the world to veer from its self serving concentration
on individual perspectives to collective societal focus. This distorted
approach gives rise to undue emphasis being placed on rights rather than
duties; on short-term benefits rather than long-term progress and advantage
and on purely mercantile perspectives and values rather than higher human
values. Another sensitivity is the thin line which exists between international
law and international politics, which, when applied to aviation becomes
even thinner.
Against this backdrop, this book posits the fundamental principle that
the overriding theme of international civil aviation has been, and continues
to be, the need to foster friendship and understanding among the people
of the world with the ultimate objective of ensuring global peace. Toward
this end both the principles of air navigation and aviation economics have
to ensure that aviation is developed in a manner that would make sure the
world has a safe, reliable, economical and efficient civil aviation system.
In order to justify this thesis, it is necessary to examine the theories
of war and peace and match those with the global aviation scene, current
issues and the exemplary role played by the International Civil Aviation
Organization in its pursuit of preventive diplomacy which has greatly assisted
the aviation community in times of dispute and danger.
Ruwantissa Abeyratne
Montreal
November 2003
Contents
Preface
Chapter One - The Role Of Civil Aviation In Securing Peace Among
Nations
Elements of Peace
Good Governance
Human Rights
Democratic Processes
Elimination of Hatred
Democracy and Peace
Acceptance of International Law by States
Resolution 44/33 in Action
Promotion of International Law and Politics
United Nations Resolutions
A New Legal Order
Aviation and World Peace
Civil Aviation in the Modernist Era
The Chicago Convention
Civil Aviation in the Post Modernist Era
Issues of Security and Peace
Civil Aviation in the Neo Post Modernist Era
Economic and Trade Implications
Sustainability of Air Transport
Civil Aviation and the United Nations Charter
Chapter Two - Critical Issues Confronting Aviation
Political Issues
Airport Profiling
Potentially Unruly Passengers
Advance Passenger Information (API) and privacy Issues
Biometric Technology
Medical Issues (SARS)
Health Implications
Aeronautical Implications
ICAO's Regulatory and International Responsibility
Liability Under International Conventions
Defences Available to Airlines
Diplomatic Interevention
Intellectual Property Rights Issues
United Nations Initiatives
Economic Issues
Market Access
ICAO and Air Services
The Decision of the European Court of Justice on Open Skies
Diplomatic and Legal Issues
ICAO and WTO
Achievements of the Worldwide Air Transport Conference
Chapter Three - ICAO And Diplomacy
The Evolution of Diplomacy and Aviation Initiatives
Obligations of States Under the Chicago Convention
Chapter Four - The United Nations Dispute Resolutions System
The International Court of Justice (ICJ)
The South West Africa Cases ( 1966)
United Nations Law and the ICJ
The Lockerbie Case
Dispute Resolution in Trade in Services
Chapter Five - The Icao Dispute Resolution System
South Korea, USSR
KAL 007 Incident
Cuba, United States,
The IranAir Incident
The Libyan Incident
Chapter Six - Conclusion
Ruwantissa I.R. Abeyratne, senior professional, International Civil
Aviation Organization (ICAO), Montreal, Canada.
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